Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Felicia? Claim Your ProfileFelicia Pfeiffer Angus is a financial advisor with over 30 years of experience in the industry. Felicia began her career in 1987 and is currently registered with Castleoak Securities, LP, a firm she joined in November 2013. Felicia has a strong track record of providing financial advice to individuals and families. Felicia previously held positions at BNP Paribas Securities Corp., Deutsche Bank Securities Inc. and Goldman, Sachs & Co. Felicia is a Series 7, Series 3, and Series 63 licensed advisor and holds a Series 24 principal license. Felicia is registered to provide financial advice in the states of New York, Ohio, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/11/2013 - Present
Castleoak Securities, LP (NEW YORK NY)
NY
09/08/2003 - 12/06/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/24/1996 - 08/28/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/1987 - 02/02/1995
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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