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Felicia J Carucci

MML Investors Services, LLC

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About Felicia J Carucci

Felicia Carucci is a financial advisor with MML Investors Services, LLC. Felicia has been in the financial services industry since 2008. Felicia holds a Series 7, Series 63, and Series 65 licenses. Felicia is registered in Connecticut, Arizona, California, Colorado, Florida, Georgia, Hawaii, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Rhode Island, Vermont and Virginia. Felicia previously worked for MSI Financial Services, Inc., AXA Advisors, LLC, MetLife Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Felicia is also a licensed insurance broker and principal/owner of FAB Design LLC.

Firm Information

Felicia Carucci is currently registered with MML Investors Services, LLC. Mml Investors Services, LLC is a Limited Liability Company formed in 2011. They are headquartered in Springfield, Massachusetts and provide advisory services to individuals, businesses, trusts, and more. Mml Investors Services, LLC is registered with the SEC and in 53 states. They manage over $72 billion in assets.
MML Investors Services, LLC

45 GLASTONBURY BOULEVARD

GLASTONBURY, CT 06033

$72.83B

Assets Under Management

Not reported

Total Clients

6,192

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation programs

Asset allocation programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitors fees

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Felicia Carucci’s Registration & Firm History

CT

03/25/2017 - Present

MML Investors Services, LLC (GLASTONBURY CT)

CT

09/26/2013 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (GLASTONBURY CT)

CT

07/18/2011 - 10/04/2013

AXA ADVISORS, LLC (MILFORD CT)

CT

04/29/2010 - 08/11/2011

METLIFE SECURITIES INC. (WETHERSFIELD CT)

CT

07/30/2008 - 03/18/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)

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Licenses & Designations

IA

Issued 10/21/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 9/5/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/29/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Felicia J Carucci.
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