Unclaimed
Felice Spinosa is a financial advisor with Stonex Securities Inc., who is registered with FINRA and the state of California. Felice has been in the financial services industry since 1993. Felice holds the Series 7 and Series 63 licenses, as well as the SIE exam. Felice was previously registered with Quest Capital Strategies, Inc. and Montano Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/06/2019 - Present
Stonex Securities Inc. (RANCHO PALOS VERDES CA)
CA
03/15/1995 - 12/06/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
09/24/1993 - 01/19/1995
MONTANO SECURITIES CORPORATION (ORANGE CA)
BC
Issued 09/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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