Unclaimed
Feizhe Luo is a financial professional with experience in the securities industry. Feizhe has worked with Credit Suisse Securities (usa) LLC and UBS Securities LLC, holding various roles. Feizhe currently holds licenses for Series 3, Series 57TO, Series 7TO, and SIE. Feizhe is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
1
2
NY
08/05/2024 - Present
Credit Suisse Securities (usa) LLC (NEW YORK NY)
NY
11/19/2021 - 07/17/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/23/2019 - 11/11/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2023
Series 3 - National Commodity Futures Examination
BC
Issued 11/25/2019
Series 57TO - Securities Trader Exam
BC
Issued 07/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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