Unclaimed
Feisal Ahmed khan Malik is a registered representative and investment advisor representative with Spire Wealth Management, LLC. Feisal has been in the financial services industry since 1991 and has experience with a variety of financial products and services. Feisal is licensed in 44 states and the District of Columbia. Feisal holds the Series 6, 7, 24, 31, 51, 63, 65, and 99TO licenses. Feisal has worked at a number of firms including BESTVEST INVESTMENTS, LTD., SIGNATOR INVESTORS, INC., NYLIFE SECURITIES LLC, MML INVESTORS SERVICES, INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Feisal is currently a Chief Compliance Officer for Spire as a Service (Saas), a business offering of Spire Investment Partners. Feisal specializes in insurance, retirement and estate planning, divorce planning, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Insurance, retirement & estate planning, divorce planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
11/20/2020 - Present
Spire Wealth Management, LLC (Reston VA)
PA
06/20/2017 - 11/19/2020
BESTVEST INVESTMENTS, LTD. (ALLENTOWN PA)
PA
12/12/2007 - 02/03/2016
SIGNATOR INVESTORS, INC. (ALLENTOWN PA)
PA
02/28/2006 - 11/30/2007
NYLIFE SECURITIES LLC (HORSHAM PA)
MA
02/14/1994 - 12/31/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
02/26/1991 - 03/31/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/26/1991 - 03/31/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/05/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/18/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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