Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fei? Claim Your ProfileFei K Tsum is an active Registered Representative and Investment Advisor Representative with Fidelity Brokerage Services LLC, a firm with offices in Boston, Massachusetts. Fei has been in the securities industry since 1998 and holds several licenses and registrations. Fei is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. Fei previously worked at J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., SBC Warburg, Inc., and SBCI Swiss Bank Corporation Investment Banking Inc. Fei holds the Series 63, Series 24, Series 10, Series 9, Series 27, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/18/2017 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
NY
10/01/2008 - 12/06/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/13/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/03/1995 - 08/16/1996
SBC WARBURG, INC. (NEW YORK NY)
NY
05/19/1994 - 01/03/1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
BC
Issued 06/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2019
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/12/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Fei Tsum is the right advisor for you? Invested Better is here to help.
