Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fei? Claim Your ProfileFei Dai is a financial advisor registered with Charles Schwab & Co., Inc. in Westlake, Texas. Fei is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the financial services industry since July 7, 2017. Fei has been registered with Charles Schwab & Co., Inc. since October 5, 2022. Before joining Charles Schwab, Fei was with TD Ameritrade, Inc. and Transamerica Financial Advisors, Inc.. Fei is licensed to provide financial advice in 53 states and jurisdictions, as well as offering investment advisory services in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
10/05/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
05/17/2018 - 05/19/2024
TD AMERITRADE, INC. (Westlake TX)
CA
06/08/2017 - 04/16/2018
TRANSAMERICA FINANCIAL ADVISORS, INC (TEMECULA CA)
BOTH
Issued 08/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/17/2024
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 08/30/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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