Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Federico? Claim Your ProfileFederico M. Barreto is a financial advisor with Oppenheimer & Co. Inc., a firm managing over $27 billion in assets. Federico has been in the financial industry since 1997 and previously worked with Morgan Stanley, UBS Financial Services Inc., UBS International Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Federico holds Series 6, 7, 31, 63, 65 and SIE licenses, and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
01/17/2023 - Present
Oppenheimer & Co. Inc. (NORTH PALM BEACH FL)
FL
08/04/2010 - 01/19/2023
MORGAN STANLEY (Palm Beach Gardens FL)
FL
01/01/2010 - 08/13/2010
UBS FINANCIAL SERVICES INC. (MIAMI FL)
FL
02/01/2007 - 01/01/2010
UBS INTERNATIONAL INC. (MIAMI FL)
FL
01/17/2003 - 02/27/2007
UBS FINANCIAL SERVICES INC. (PALM BEACH GARDENS FL)
NY
04/20/2000 - 01/24/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/29/1998 - 04/27/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
10/10/1996 - 12/16/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/10/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 07/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/25/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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