Unclaimed
Federico Schoenhofer is an Investment Advisor Representative with UBS Financial Services Inc. Federico has been in the industry since July 2003. Federico has worked at UBS Financial Services Inc., UBS International Inc., BBVA Investments Inc., Monex Securities, Inc., and BBVA Bancomer Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/01/2010 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
11/14/2008 - 01/01/2010
UBS INTERNATIONAL INC. (HOUSTON TX)
TX
08/03/2005 - 11/14/2008
BBVA INVESTMENTS INC. (HOUSTON TX)
TX
07/13/2004 - 08/02/2005
MONEX SECURITIES, INC. (HOUSTON TX)
TX
05/28/2003 - 05/24/2004
BBVA BANCOMER SECURITIES INTERNATIONAL, INC. (HOUSTON TX)
IA
Issued 12/27/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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