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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Federico? Claim Your ProfileFederico Gatti is a financial advisor with UBS Financial Services Inc. He has been in the financial services industry since 2011 and has a strong background in both securities and investment advisory services. Federico has been registered with UBS Financial Services Inc. since 2021 and previously worked at HSBC Securities (USA) Inc. and Morgan Stanley. Federico is licensed to provide financial advice in numerous states across the United States. He holds the Series 3, 7, and 66 licenses, as well as the SIE designation. He is also a Certified Financial Planner. Federico specializes in providing financial advice to individuals, corporations, and other businesses. He provides a range of services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/29/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/12/2013 - 03/22/2021
HSBC SECURITIES (USA) INC. (NEW YORK NY)
CT
06/23/2011 - 09/04/2013
MORGAN STANLEY (GREENWICH CT)
BOTH
Issued 07/26/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2011
Series 3 - National Commodity Futures Examination
BC
Issued 06/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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