Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fazley? Claim Your ProfileFazley Rashid is a financial advisor with Allworth Financial, LP. Fazley is based in Houston, Texas and has been working in the financial services industry since October 2016. Fazley is registered with FINRA, the SEC and the state of Texas as an investment advisor representative. Fazley has a wide range of experience in the financial services industry, including providing financial planning, investment management, and retirement planning services. Fazley holds the Series 6, 7, 63 and 66 securities licenses. Fazley has worked for Wells Fargo Clearing Services, LLC, Wells Fargo Advisors LLC and Wells Fargo Bank, NA prior to joining Allworth Financial, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/20/2022 - Present
Allworth Financial, LP (Houston TX)
TX
10/07/2016 - 05/05/2022
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND TX)
BOTH
Issued 06/05/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/07/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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