Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Faysal? Claim Your ProfileFaysal Alam is a registered representative with Arete Wealth Management, LLC. Faysal has been in the securities industry since September 5, 2002. Faysal is licensed to sell securities in 13 states. Faysal has passed the Series 7, Series 63, Series 66, and SIE exams. Previously, Faysal worked at National Securities Corporation and Continental Broker-Dealer Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/21/2022 - Present
Arete Wealth Management, LLC (New York NY)
NY
01/29/2004 - 07/21/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
09/05/2002 - 01/30/2004
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 06/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Faysal Alam is the right advisor for you? Invested Better is here to help.
