Unclaimed
Faye Johnson is an active investment advisor representative with Cetera Investment Advisers LLC. Faye has been in the industry since April 1998. Faye holds multiple licenses and registrations, including Series 6, 7, 24, 26, 63, and 65. Faye has experience with Ameriprise Financial Services, LLC, U.S. Bancorp Investments, Inc., Securian Financial Services, Inc., Worthmark Financial Services, LLC, Liberty Securities Corporation, and Fortis Investors, Inc. Faye has expertise in a variety of financial products and services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/21/2024 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
MN
01/14/2010 - 01/19/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
07/14/2005 - 03/31/2009
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
05/22/1996 - 12/31/2003
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
02/26/2003 - 09/23/2003
WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)
NY
07/01/1993 - 04/13/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MN
03/15/1993 - 05/28/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 12/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/13/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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