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Faye Johnson

Cetera Investment Advisers LLC

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About Faye Johnson

Faye Johnson is an active investment advisor representative with Cetera Investment Advisers LLC. Faye has been in the industry since April 1998. Faye holds multiple licenses and registrations, including Series 6, 7, 24, 26, 63, and 65. Faye has experience with Ameriprise Financial Services, LLC, U.S. Bancorp Investments, Inc., Securian Financial Services, Inc., Worthmark Financial Services, LLC, Liberty Securities Corporation, and Fortis Investors, Inc. Faye has expertise in a variety of financial products and services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Faye Johnson is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Faye Johnson’s Registration & Firm History

IL

03/21/2024 - Present

Cetera Investment Advisers LLC (SCHAUMBURG IL)

MN

01/14/2010 - 01/19/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)

MN

07/14/2005 - 03/31/2009

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

MN

05/22/1996 - 12/31/2003

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

MN

02/26/2003 - 09/23/2003

WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)

NY

07/01/1993 - 04/13/1995

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

MN

03/15/1993 - 05/28/1993

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

IA

Issued 12/07/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/11/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2006

Series 24 - General Securities Principal Examination

BC

Issued 05/13/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2003

Series 7 - General Securities Representative Examination

BC

Issued 03/11/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Faye Johnson.
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