Unclaimed
Faye Halloran is an experienced financial professional with over 30 years in the industry. She has held various positions at several prominent firms, including Merrill Lynch, Morgan Stanley, and Citigroup Global Markets. Faye currently works at Commonwealth Financial Network as a Registered Representative. She offers financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. Faye holds Series 7, Series 63, and Series 65 licenses and is licensed to provide investment advice in several states. She is also registered as a Registered Representative with FINRA. Faye is dedicated to providing personalized and comprehensive financial advice to her clients, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/02/2009 - Present
Commonwealth Financial Network (ALEXANDRIA VA)
DC
08/22/2008 - 03/09/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
04/02/2007 - 08/26/2008
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
03/13/1997 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
NY
04/23/1986 - 03/13/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Faye Halloran is the right advisor for you? Invested Better is here to help.