Unclaimed
Faye Elizabeth Romano is a registered investment advisor representative with Vanguard Advisers, Inc. Faye has been in the financial services industry since May 2016 and has a Series 63, Series 65, and Series 7 license. Faye is registered with the state of Mississippi, Pennsylvania, and Texas. Faye's firm, Vanguard Advisers, Inc. is headquartered in Malvern, Pennsylvania. Vanguard Advisers, Inc. specializes in providing financial planning services, portfolio management for individuals and businesses, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/11/2018 - Present
Vanguard Advisers, Inc. (MALVERN PA)
IA
Issued 10/10/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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