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Fay Michelle Clinton

Wells Fargo Clearing Services, LLC

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About Fay Michelle Clinton

Fay Clinton is an active Registered Representative with Wells Fargo Clearing Services, LLC in Oakland, CA. Fay has over 20 years of experience in the securities industry. Previously, Fay worked at Cetera Advisor Networks LLC, Wells Fargo Advisors, LLC, UBS Financial Services Inc., Bear, Stearns & Co. Inc., Bear, Stearns Securities Corp., U.S. Bancorp Piper Jaffray Inc., and J.P. Morgan Securities Inc. Fay is licensed in 27 states. Fay has passed the Series 63, Series 7, and SIE exams.

Firm Information

Fay Clinton is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

15,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Fay Clinton’s Registration & Firm History

CA

07/01/2013 - Present

Wells Fargo Clearing Services, LLC (OAKLAND CA)

CA

02/23/2012 - 05/03/2013

CETERA ADVISOR NETWORKS LLC (SAN LEANDRO CA)

MO

03/24/2010 - 05/24/2010

WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)

WA

08/30/2007 - 06/25/2008

UBS FINANCIAL SERVICES INC. (SEATTLE WA)

CA

11/21/2003 - 07/11/2007

BEAR, STEARNS & CO. INC. (SAN FRANCISCO CA)

CA

11/21/2003 - 07/11/2007

BEAR, STEARNS SECURITIES CORP. (SAN FRANCISCO CA)

MN

10/08/2002 - 10/31/2003

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NY

05/31/2002 - 06/19/2002

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/10/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Fay Michelle Clinton.
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