Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fay? Claim Your ProfileFay Fruin-jameson is a registered representative with UBS Financial Services Inc. with over 30 years of experience in the industry. Fay joined UBS Financial Services Inc. in June of 2011. Previously, Fay worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Citigroup Global Markets Inc. Fay holds the Series 66, Series 7 and Series 31 licenses and is registered to provide investment advice in 42 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/13/2011 - Present
UBS Financial Services Inc. (SAN JOSE CA)
CA
06/01/2009 - 01/19/2010
MORGAN STANLEY SMITH BARNEY (SANTA CRUZ CA)
CA
06/15/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA CRUZ CA)
CA
07/31/1993 - 07/03/2007
CITIGROUP GLOBAL MARKETS INC. (CAPITOLA CA)
NY
09/19/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 06/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Fay Fruin-jameson is the right advisor for you? Invested Better is here to help.
