Unclaimed
Fay Fatma Elling is a registered investment advisor representative with J.P. Morgan Securities LLC. Fay has been in the industry since 2005 and has experience with various firms, including Fidelity Brokerage Services LLC and Fifth Third Securities, Inc. Fay is licensed in multiple states and has a broad range of experience in the financial services industry. Fay has expertise in various investment products and services, and specializes in individual and business portfolio management, financial planning, and pension consulting. Fay is dedicated to providing clients with personalized advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
08/01/2023 - Present
J.p. Morgan Securities LLC (CAROL STREAM IL)
IL
01/24/2022 - 07/28/2023
FIDELITY BROKERAGE SERVICES LLC (NAPERVILLE IL)
IL
10/04/2013 - 12/17/2021
J.P. MORGAN SECURITIES LLC (CAROL STREAM IL)
IL
07/30/2012 - 09/13/2013
FIFTH THIRD SECURITIES, INC. (WHEATON IL)
IL
07/06/2005 - 03/11/2011
CHASE INVESTMENT SERVICES CORP. (CREST HILL IL)
IL
02/07/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 06/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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