Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fay? Claim Your ProfileFay Duke Brownlow is a registered representative with Stifel, Nicolaus & Company, Inc., a broker-dealer with headquarters in St. Louis, Missouri. Fay has been in the securities industry since September 23, 1993. Fay has a strong background in providing financial planning and portfolio management services to a variety of clients, including individuals, businesses, and pooled investment vehicles. Fay is registered in 52 states and the District of Columbia, as well as the Texas and Virginia state securities authorities. Fay is also registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (WASHINGTON DC)
DC
05/20/2011 - 12/04/2015
BARCLAYS CAPITAL INC. (WASHINGTON DC)
DC
06/01/2009 - 05/25/2011
MORGAN STANLEY SMITH BARNEY (WASHINGTON DC)
DC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
04/27/2005 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
NY
06/25/1990 - 01/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/05/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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