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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fay? Claim Your ProfileFay Meng is a Registered Representative and Investment Advisor Representative with UBS Financial Services Inc. in Pasadena, California. Fay Meng joined UBS Financial Services Inc. in August 2010. Prior to joining UBS, Fay Meng was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Fay Meng holds a Series 66 license and passed the Series 7 and SIE exams. Fay Meng has been in the securities industry for over 21 years. Fay Meng has been registered with the state of California since August 2010 and the state of Delaware since December 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/26/2011 - Present
UBS Financial Services Inc. (Pasadena CA)
NY
10/06/2008 - 08/23/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/31/2001 - 04/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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