Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fawn? Claim Your ProfileFawn Westlund is a financial advisor at Wells Fargo Clearing Services, LLC, with experience in the financial services industry since 2011. Fawn has previously worked with Ameriprise Financial Services, LLC and RBC Capital Markets, LLC. Fawn is licensed to provide financial advice in Arkansas, California, Massachusetts, Texas, and Utah. Fawn's primary office is located in Scottsdale, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
08/07/2023 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
CA
12/17/2014 - 08/09/2023
AMERIPRISE FINANCIAL SERVICES, LLC (San Diego CA)
CA
08/06/2014 - 12/24/2014
RBC CAPITAL MARKETS, LLC (ESCONDIDO CA)
CA
11/01/2011 - 08/05/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN DIEGO CA)
CA
02/01/2011 - 11/03/2011
STONE & YOUNGBERG LLC (SAN DIEGO CA)
BOTH
Issued 09/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/22/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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