Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fausto? Claim Your ProfileFausto Lopez is a financial advisor with over 14 years of experience in the financial services industry. Fausto is currently registered with TIAA-CREF Individual & Institutional Services, LLC, and has previously been affiliated with J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Fausto specializes in providing financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
09/25/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (HOUSTON TX)
TX
04/06/2022 - 05/23/2023
J.P. MORGAN SECURITIES LLC (SUGAR LAND TX)
TX
03/21/2018 - 04/05/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
BOTH
Issued 04/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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