Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fausto? Claim Your ProfileFausto Serrano is a financial professional with over 19 years of experience in the industry. Fausto is currently registered with TP Icap Global Markets Americas LLC and Liquidnet, Inc. Fausto has held previous roles with Tullett Prebon Financial Services LLC, BGC FINANCIAL, L.P. and ICAP ELECTRONIC BROKING LLC. Fausto has a Series 7, Series 24 and Series 63 license and has been actively involved in the financial services industry since 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/30/2023 - Present
TP Icap Global Markets Americas LLC (BOCA RATON FL)
FL
04/04/2017 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (BOCA RATON FL)
FL
04/04/2012 - 09/30/2016
BGC FINANCIAL, L.P. (Palm Beach Gardens FL)
NJ
01/30/2007 - 01/05/2012
ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)
FL
06/09/2003 - 10/02/2006
G. A. REPPLE & COMPANY (MAITLAND FL)
BC
Issued 09/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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