Unclaimed
Fausto Andrade is a registered representative and investment advisor representative with Missionsquare Retirement, a firm with over 200 investment advisor representatives and over 6 billion dollars in assets under management. Fausto has been in the financial services industry for over 11 years, working with both individuals and businesses. He is currently registered to provide investment advice in Florida. Fausto has a Series 63 license and has passed the SIE, Series 6 and Series 65 exams. Fausto is a member of the industry association ICMA-RC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
09/01/2017 - Present
Missionsquare Retirement (WINTER GARDEN FL)
NJ
11/30/2015 - 09/13/2016
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NC
01/30/2015 - 10/30/2015
CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)
NJ
10/06/2010 - 12/09/2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NC
09/17/2008 - 03/11/2010
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
IA
Issued 07/14/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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