Unclaimed
Faustina Kerr is a registered investment advisor representative with Cetera Investment Advisers LLC. Faustina is a licensed securities professional who has been in the industry since 2011. Faustina has worked with several financial firms, including First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., and Wells Fargo Advisors, LLC. Faustina provides portfolio management, financial planning, and other advisory services to individuals, businesses, and corporations. Faustina is currently registered with Cetera Investment Advisers LLC and is licensed to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/08/2023 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
10/02/2013 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
10/24/2016 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)
CA
10/31/2016 - 11/02/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
06/28/2012 - 06/05/2013
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
12/14/2010 - 06/11/2012
WELLS FARGO ADVISORS, LLC (LA JOLLA CA)
BOTH
Issued 1/5/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/6/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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