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Fatama A Khan

Charles Schwab & CO., Inc.

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About Fatama A Khan

Fatama A. Khan is a registered investment advisor with Charles Schwab & Co., Inc. in Newport Beach, CA. Fatama has been in the industry since May 2006 and has been associated with Charles Schwab & Co., Inc. since April 2011. Prior to Charles Schwab & Co., Inc., Fatama worked at TD Ameritrade, Inc., Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. Fatama holds Series 7, Series 63, Series 66, and SIE licenses. Fatama is a member at large at Orange County. Fatama's specializations include securities and investment advisory services.

Firm Information

Fatama Khan is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Fatama Khan’s Registration & Firm History

CA

01/06/2020 - Present

Charles Schwab & CO., Inc. (Newport Beach CA)

NJ

08/13/2009 - 03/09/2011

TD AMERITRADE, INC. (PARAMUS NJ)

NJ

03/04/2008 - 08/05/2009

FIDELITY BROKERAGE SERVICES LLC (PARAMUS NJ)

TX

06/05/2007 - 02/12/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (LEWISVILLE TX)

TX

01/25/2006 - 05/22/2007

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 03/31/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/31/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Fatama A Khan.
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