Unclaimed
Farzin Karim is a registered representative with Fidelity Brokerage Services LLC. Farzin Karim has been in the securities industry since October 2, 1995. Farzin Karim is registered in Massachusetts and holds the Series 63, Series 7, Series 8, Series 9, Series 10, Series 27 and SIE licenses. Fidelity Brokerage Services LLC is a registered broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/03/1995 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
BC
Issued 10/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/05/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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