Unclaimed
Farzad Ali has been in the financial services industry since February 13, 2000. Farzad is currently registered with Janus Henderson Distributors US LLC. Farzad is licensed to provide securities-related advice and services in Colorado. Prior to working for Janus Henderson Distributors US LLC, Farzad was employed with JANUS DISTRIBUTORS, INC. in Denver, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/17/2001 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
02/08/2000 - 05/10/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 03/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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