Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Farzad? Claim Your ProfileFarzad Mukhi is a registered representative with Kroll Securities LLC. Farzad has been in the industry since April 2007. Farzad holds Series 7, Series 63, SIE and Series 79TO securities licenses. Farzad is currently registered in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/30/2007 - Present
Kroll Securities LLC (LOS ANGELES CA)
BC
Issued 04/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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