Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Farrokh? Claim Your ProfileFarrokh Firozgary is a financial professional with over 23 years of experience in the industry. Farrokh is currently registered with Banorte Securities International, Ltd. in Houston, TX. Farrokh holds a variety of licenses including Series 7, 9, 10, 14, 24, 27, 63, 99TO and SIE. Previously, Farrokh was registered with PNC INVESTMENTS, BBVA SECURITIES INC., BBVA COMPASS INVESTMENT SOLUTIONS, INC, BBVA INVESTMENTS INC., and J.P. MORGAN SECURITIES OF TEXAS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/13/2023 - Present
Banorte Securities International, Ltd. (Houston TX)
TX
09/17/2021 - 12/01/2023
PNC INVESTMENTS (HOUSTON TX)
TX
05/16/2013 - 09/17/2021
BBVA SECURITIES INC. (HOUSTON TX)
TX
06/30/2009 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
11/22/2003 - 09/18/2009
BBVA INVESTMENTS INC. (HOUSTON TX)
TX
09/10/1999 - 11/13/2003
J.P. MORGAN SECURITIES OF TEXAS, INC. (HOUSTON TX)
BC
Issued 06/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/03/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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