Unclaimed
Farris Mandilawi is a financial advisor with City National Securities, Inc. Farris has been working in the financial industry since 2012. Farris has a wide range of experience and is licensed to provide investment advice in California. Prior to joining City National Securities, Inc. Farris was employed by HSBC Securities (USA) INC., UNIONBANC INVESTMENT SERVICES, LLC and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
CA
04/14/2022 - Present
City National Securities, Inc. (LOS ANGELES CA)
CA
01/03/2019 - 03/25/2022
HSBC SECURITIES (USA) INC. (BEVERLY HILLS CA)
CA
01/23/2018 - 11/19/2018
UNIONBANC INVESTMENT SERVICES, LLC (SANTA MONICA CA)
CA
10/01/2012 - 01/18/2017
J.P. MORGAN SECURITIES LLC (SANTA MONICA CA)
WI
08/22/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (OAK CREEK WI)
BOTH
Issued 02/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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