Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Farrel? Claim Your ProfileFarrel Carlson has been in the financial services industry since November 1996. Farrel currently is a representative of Osaic Wealth, Inc. Farrel has a Series 6, 7, 63 and 65 license and the SIE. Farrel is registered in Michigan, Minnesota, North Dakota, South Carolina, Texas, and has registrations in both North Dakota and Texas for investment advisory services. Farrel has experience in various areas of financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting. Farrel also provides advisory services to clients for farm rental, life insurance and long term care insurance. Farrel has prior experience with Securities America, Inc. and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/14/2024 - Present
Osaic Wealth, Inc. (ST LOUIS PARK MN)
ND
05/06/2011 - 06/14/2024
SECURITIES AMERICA, INC. (BISMARCK ND)
ND
11/18/1996 - 05/17/2011
AXA ADVISORS, LLC (BISMARCK ND)
NY
11/18/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 10/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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