Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Faron? Claim Your ProfileFaron Scott Miller is a financial advisor registered with the state of Virginia. He is currently employed by NFP Retirement Inc. and has been with the firm since October 2023. Faron Scott Miller has worked in the financial services industry since January 2000. Faron Scott Miller has a Series 6, 7, 63, 65 and 66 license. Faron Scott Miller holds a CFP designation. Faron Scott Miller specializes in providing financial advice to individuals and businesses. NFP Retirement Inc. is a registered investment adviser with the Securities and Exchange Commission (SEC). The firm provides a variety of financial services, including financial planning, portfolio management, and retirement planning. NFP Retirement Inc. has approximately $96.4 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/25/2023 - Present
NFP Retirement Inc. (ALISO VIEJO CA)
VA
02/26/2018 - 11/29/2019
TD AMERITRADE, INC. (GLEN ALLEN VA)
VA
06/02/2014 - 02/26/2018
SCOTTRADE, INC. (MIDLOTHIAN VA)
VA
04/01/2013 - 06/03/2014
INFINEX INVESTMENTS, INC. (MIDLOTHIAN VA)
VA
01/11/2011 - 02/12/2013
TD AMERITRADE, INC. (GLEN ALLEN VA)
VA
08/21/2009 - 01/05/2011
EDWARD JONES (MIDLOTHIAN VA)
VA
10/20/2003 - 08/24/2009
CUNA BROKERAGE SERVICES, INC. (RICHMOND VA)
OH
05/16/2003 - 10/16/2003
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
NC
09/18/2001 - 05/08/2003
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
06/22/2001 - 10/05/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MO
10/01/2000 - 06/01/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/25/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 06/05/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/06/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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