Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Farnaz? Claim Your ProfileFarnaz Maters is a financial advisor at Principal Securities, Inc., specializing in helping individuals, high-net-worth individuals, and corporations with financial planning, pension consulting, and portfolio management. Farnaz has been working in the financial services industry since 2004. Farnaz is registered with FINRA and the state of Iowa. In addition to Principal Securities, Inc., Farnaz has previously worked at Principal Funds Distributor, Inc., J.P. Morgan Institutional Investments Inc., and JPMorgan Distribution Services, Inc. Farnaz holds the Series 7, 63, and 24 licenses and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
03/10/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
04/05/2017 - 01/30/2023
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IL
01/03/2011 - 03/27/2017
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
IL
01/01/2005 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (CHICAGO IL)
NY
01/01/2004 - 01/01/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
BC
Issued 05/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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