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Faris S Naber

Deutsche Bank Securities Inc.

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About Faris S Naber

Faris Naber is a financial professional with over 25 years of experience in the industry. Faris is currently registered with Deutsche Bank Securities Inc. and has previously held positions at Credit Suisse Securities (USA) LLC and Goldman, Sachs & Co. Faris holds a Series 3, Series 7, Series 9, Series 10, and Series 63 license and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Faris specializes in equity and debt research, macro research, quant strategy, multi-asset research, and catalyst calls.

Firm Information

Faris Naber is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Faris Naber’s Registration & Firm History

NY

10/14/2009 - Present

Deutsche Bank Securities Inc. (NEW YORK NY)

NY

07/07/2006 - 10/28/2009

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

10/10/1995 - 07/11/2006

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/25/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/29/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1995

Series 3 - National Commodity Futures Examination

BC

Issued 08/24/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Faris S Naber.
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