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Fariha J Greenwood

Houlihan Lokey Capital, Inc.

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About Fariha J Greenwood

Fariha Greenwood is a financial advisor with Houlihan Lokey Capital, Inc. with over 16 years of experience in the industry. Fariha has a Series 66 license and has passed the Series 57TO, SIE, and Series 7 exams. Fariha is registered in New York. Prior to joining Houlihan Lokey Capital, Inc., Fariha worked at FIRST REPUBLIC SECURITIES COMPANY, LLC, and GOLDMAN SACHS & CO. LLC.

Firm Information

Fariha Greenwood is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fariha Greenwood’s Registration & Firm History

NY

10/12/2023 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

NY

04/21/2022 - 06/22/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (New York NY)

NY

02/21/2007 - 05/13/2022

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/17/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fariha J Greenwood.
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