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Farid Farhoumand

Next Financial Group, Inc.

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About Farid Farhoumand

Farid Farhoumand is a financial advisor with Next Financial Group, Inc. Farid is registered with the state of Indiana and Louisiana as an Investment Advisor Representative. Farid has been working in the financial industry since 1981. Farid has a strong track record of success in helping clients achieve their financial goals. Farid is dedicated to providing personalized service and working with clients to develop a financial plan that meets their individual needs.

Firm Information

Farid Farhoumand is currently registered with Next Financial Group, Inc.. Next Financial Group, Inc. is a corporation formed in June 1998 and headquartered in Houston, Texas. The firm provides financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and charitable organizations. They are registered with the SEC and have a presence in all 50 states, as well as Puerto Rico and the Virgin Islands. Next Financial Group, Inc. manages over $3.5 billion in assets.
Next Financial Group, Inc.

11740 KATY FREEWAY

HOUSTON, TX 77079

$3.52B

Assets Under Management

5,776

Total Clients

348

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar/workshop attendance fees

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Farid Farhoumand’s Registration & Firm History

IN

06/22/2015 - Present

Next Financial Group, Inc. (FORT WAYNE IN)

IN

09/06/2008 - 09/12/2014

H. BECK, INC. (FORT WAYNE IN)

IN

08/07/2006 - 09/10/2008

GUNNALLEN FINANCIAL, INC (FT. WAYNE IN)

IN

10/29/1998 - 08/09/2006

SII INVESTMENTS, INC. (FORT WAYNE IN)

IN

11/22/1995 - 04/11/2002

AFH FINANCIAL CONSORTIUM, INC. (FORT WAYNE IN)

CT

08/01/1995 - 11/09/1998

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

WA

12/21/1988 - 08/01/1995

RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)

NA

04/13/1981 - 12/01/1988

JOHN HANCOCK DISTRIBUTORS, INC.

NA

04/13/1981 - 12/01/1988

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

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Licenses & Designations

IA

Issued 07/03/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/26/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/25/1991

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/1986

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/10/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 13 public disclosures for Farid Farhoumand. Review regulatory record here.
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