Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Farid? Claim Your ProfileFarid Anwar Zainal is a financial professional with over 30 years of experience in the industry. Farid currently works at Clear Street LLC. Prior to joining Clear Street, Farid worked at Velocity Capital, LLC, Velocity Clearing, LLC, Lime Brokerage LLC, Apex Clearing Corporation, Electronic Transaction Clearing, Inc., TJM Investments, LLC, Wells Fargo Prime Services, LLC, Goldman Sachs Execution & Clearing, L.P., First Options of Chicago, Inc., and Lashco, Inc. Farid is licensed to sell securities in all states of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/14/2024 - Present
Clear Street LLC (NEW YORK NY)
CA
11/04/2020 - 06/25/2024
VELOCITY CAPITAL, LLC (Walnut Creek CA)
CA
07/24/2020 - 06/25/2024
VELOCITY CLEARING, LLC (Walnut Creek CA)
NJ
05/04/2020 - 07/16/2020
LIME BROKERAGE LLC (MORRISTOWN NJ)
TX
03/30/2020 - 04/13/2020
APEX CLEARING CORPORATION (DALLAS TX)
TX
11/20/2017 - 04/13/2020
ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)
IL
08/29/2017 - 11/20/2017
TJM INVESTMENTS, LLC (CHICAGO IL)
TX
08/11/2015 - 08/25/2017
APEX CLEARING CORPORATION (DALLAS TX)
CA
04/14/2009 - 08/04/2015
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
CA
10/14/2002 - 04/15/2009
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (SAN FRANCISCO CA)
IL
01/12/1988 - 06/25/2004
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
NA
02/06/1986 - 02/23/1987
LASHCO, INC.
BC
Issued 12/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/13/2004
Series 4 - Registered Options Principal Examination
BC
Issued 06/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/25/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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