Unclaimed
Farhod Inogambaev is a financial professional with over 10 years of experience in the industry. Currently registered with Oppenheimer & Co. Inc., Farhod previously worked for Sterne, Agee & Leach, Inc., Oppenheimer & Co. Inc., Sea Port Group Securities, LLC, Beta Capital Management, L.P., and Jefferies & Company, Inc. Farhod holds the Series 63, SIE, Series 7, and Series 87 licenses. In addition to being licensed in New York, Farhod is also registered in 51 other states and jurisdictions. Farhod specializes in providing investment advice and portfolio management services for a wide range of clients, including individuals, businesses, pension plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/15/2015 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
11/18/2014 - 05/07/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
01/18/2011 - 11/14/2014
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/07/2010 - 01/18/2011
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
CT
05/26/2010 - 09/16/2010
BETA CAPITAL MANAGEMENT, L.P. (GREENWICH CT)
NJ
05/04/2007 - 09/24/2007
JEFFERIES & COMPANY, INC. (SHORT HILLS NJ)
BC
Issued 07/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/19/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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