Unclaimed
Farhan Khalid Adhami is a financial professional with a focus on investment banking. Farhan is currently registered with Barclays Capital Inc. in Menlo Park, California. Prior to joining Barclays Capital Inc., Farhan was employed by Guggenheim Securities, LLC in Houston, Texas. Farhan is also a registered representative in the state of California and holds the Series 63, SIE and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/06/2021 - Present
Barclays Capital Inc. (MENLO PARK CA)
TX
12/06/2019 - 02/04/2021
GUGGENHEIM SECURITIES, LLC (Houston TX)
TX
07/11/2018 - 11/08/2019
GREENHILL & CO., LLC (HOUSTON TX)
TX
08/13/2016 - 05/29/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
BC
Issued 08/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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