Unclaimed
Farhan Jamal Musharrif is a financial professional with over 14 years of experience in the securities industry. Farhan has held positions at several firms, including GT Securities, Inc., SG Americas Securities, LLC, RBC Capital Markets, LLC, Global Hunter Securities, LLC, and RBC Capital Markets Corporation. Currently, Farhan is registered with GT Securities, Inc. in California and Texas and holds Series 7, Series 63, Series 79, and SIE licenses. Farhan's professional experience and qualifications demonstrate a strong commitment to providing clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/01/2022 - Present
GT Securities, Inc. (LOS ANGELES CA)
TX
08/20/2018 - 07/05/2022
SG AMERICAS SECURITIES, LLC (HOUSTON TX)
TX
08/16/2010 - 11/18/2015
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
TX
06/23/2009 - 01/29/2010
GLOBAL HUNTER SECURITIES, LLC (HOUSTON TX)
TX
07/08/2008 - 03/23/2009
RBC CAPITAL MARKETS CORPORATION (HOUSTON TX)
BC
Issued 06/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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