Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Farhad? Claim Your ProfileFarhad Firoozi is an investment advisor representative with LPL Financial LLC in San Diego, CA. Farhad has been in the financial industry since 2006, and has experience working with Ameriprise Financial Services, Inc., UBS Financial Services Inc., Citigroup Global Markets Inc., American Funds Distributors, Inc., and LPL Financial Corporation. Farhad is registered with the state of California and holds Series 66, Series 24, Series 99TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/06/2018 - Present
LPL Financial LLC (SAN DIEGO CA)
MN
12/05/2016 - 12/04/2018
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
CA
09/14/2010 - 12/21/2016
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
05/18/2010 - 09/16/2010
UBS FINANCIAL SERVICES INC. (LA JOLLA CA)
CA
03/09/2010 - 06/10/2010
CITIGROUP GLOBAL MARKETS INC. (LA JOLLA CA)
CA
03/10/2008 - 02/26/2010
AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)
CA
03/22/2006 - 02/26/2008
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
BOTH
Issued 03/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Farhad Firoozi is the right advisor for you? Invested Better is here to help.
