linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Farbod Bazargan-lari

Nomura Securities International, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Farbod? Claim Your Profile

About Farbod Bazargan-lari

Farbod Bazargan-lari is a registered representative with Nomura Securities International, Inc. Farbod has been in the financial services industry for over 10 years. Previously, Farbod was employed by UBS Securities LLC. Farbod is licensed in all 50 states and the District of Columbia. Farbod has passed the Series 63, Series 7, Series 86, and Series 87 exams. Farbod is also a registered principal. Nomura Securities International, Inc. provides research-related services and publication of periodicals.

Firm Information

Farbod Bazargan-lari is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Farbod Bazargan-lari’s Registration & Firm History

NY

08/28/2017 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

06/02/2010 - 02/28/2012

UBS SECURITIES LLC (NEW YORK NY)

Not sure if Farbod Bazargan-lari is right for you?

Licenses & Designations

BC

Issued 09/21/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2017

Series 7 - General Securities Representative Examination

BC

Issued 09/02/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/01/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Farbod Bazargan-lari. Review regulatory record here.
Not sure if Farbod Bazargan-lari is right for you?