Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Farah? Claim Your ProfileFarah Desbas Saint jean is a financial advisor with over 20 years of experience in the financial industry. Farah has worked for several well-known firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, and WELLS FARGO SECURITIES, LLC. Currently, Farah is registered with Wells Fargo Clearing Services, LLC as an Investment Advisor Representative. Farah's areas of expertise include portfolio management for businesses and individuals, financial planning, and selection of other advisors. Farah has experience working with a variety of clients including individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/13/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
03/02/2018 - 02/25/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
03/06/2012 - 06/20/2016
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
01/14/2014 - 12/31/2014
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
NC
11/01/2010 - 01/05/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/29/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
MA
10/20/2004 - 10/29/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/02/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
TX
02/02/1998 - 01/02/2001
FLEET SECURITIES, INC. (DALLAS TX)
NY
04/25/1997 - 02/02/1998
FLEET SECURITIES INC. (NEW YORK NY)
BC
Issued 02/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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