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Farah Abbas Mirza

Santander Securities LLC

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About Farah Abbas Mirza

Farah Abbas Mirza is an active investment advisor with a career in the financial industry spanning over 18 years. Farah is currently registered with Santander Securities LLC and has previously been affiliated with PFS Investments Inc., Wells Fargo Advisors, LLC, Banc of America Investment Services, Inc., and Quick & Reilly, Inc. Farah is licensed to offer investment advisory services in New Jersey and holds multiple securities licenses, including the Series 6, 7, 63, and 65 exams, as well as the SIE exam.

Firm Information

Farah Mirza is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Farah Mirza’s Registration & Firm History

NJ

12/04/2013 - Present

Santander Securities LLC (DENVILLE NJ)

NJ

01/07/2013 - 08/01/2013

PFS INVESTMENTS INC. (PISCATAWAY NJ)

NJ

11/08/2005 - 12/21/2010

WELLS FARGO ADVISORS, LLC (BROUND BROOK NJ)

MA

10/20/2004 - 03/08/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

12/19/2002 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/21/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2004

Series 7 - General Securities Representative Examination

BC

Issued 12/18/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Farah Abbas Mirza.
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