Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fanny? Claim Your ProfileFanny Hwa young Kim is a financial professional with over 20 years of experience in the industry. Fanny is currently registered with W&S Brokerage Services, Inc. in Cerritos, CA. Fanny has previously worked at Cetera Advisor Networks LLC, Tower Square Securities, Inc. and WMA Securities, Inc.. Fanny is a Series 6 and Series 63 licensed representative and also holds the SIE exam. Fanny specializes in working with individual investors and is also able to assist with selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
11/19/2021 - Present
W&S Brokerage Services, Inc. (Cerritos CA)
CA
09/03/2013 - 07/01/2020
CETERA ADVISOR NETWORKS LLC (BUENA PARK CA)
CA
02/16/2001 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (BUENA PARK CA)
GA
03/05/1998 - 03/05/1999
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 02/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Fanny Kim is the right advisor for you? Invested Better is here to help.
