Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fanicia? Claim Your ProfileFanicia Williams is a financial advisor with Charles Schwab & CO., Inc. Fanicia has over 15 years of experience in the financial services industry. Fanicia is a registered representative and investment advisor representative, holding licenses in Series 6, 7TO, 26 and 63. Fanicia has worked with various firms in the past including TIAA-CREF Individual & Institutional Services, LLC, Newport Group Securities, Inc., VALIC Financial Advisors, Inc., and Vanguard Marketing Corporation. Fanicia is licensed in all 50 states and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
02/17/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
06/30/2015 - 03/23/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
NC
08/13/2012 - 06/15/2015
NEWPORT GROUP SECURITIES, INC. (CHARLOTTE NC)
TX
02/16/2010 - 01/25/2011
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
FL
08/04/2008 - 11/17/2009
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
NC
08/17/2000 - 08/07/2007
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 08/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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