Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fangyun? Claim Your ProfileFangyun Frank Lin is a registered representative of UBS Financial Services Inc. and has been in the industry since 2004. Fangyun Frank Lin is a financial professional with over 19 years of experience in the financial services industry. Fangyun Frank Lin has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Fangyun Frank Lin is registered with FINRA as a general securities representative (Series 7) and has passed the SIE, Series 63, Series 65 and Series 66 exams. Fangyun Frank Lin is also registered with the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/26/2014 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
03/31/2004 - 03/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
12/21/2000 - 06/12/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/15/1999 - 07/05/2000
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 03/10/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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