Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fangyu? Claim Your ProfileFangyu Shi is a securities professional with experience in the industry. Fangyu has passed the Series 7 and Series 63 exams and is currently registered with FINRA as well as the states of New Jersey and New York. Fangyu is currently employed with Daiwa Capital Markets America Inc. and has previous experience with Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/25/2024 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
03/27/2018 - 02/02/2024
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 05/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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