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Fan Yang

HRT Financial LP

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About Fan Yang

Fan Yang is an active securities professional. Fan has been in the securities industry since January 4, 2022 and is currently registered with HRT Financial LP. Fan passed both the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO) in 2022.

Firm Information

Fan Yang is currently registered with HRT Financial LP. HRT Financial LP is a Partnership formed on August 10, 2009. The firm has been approved for SEC registration and has 9 Regulatory Events on file.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fan Yang’s Registration & Firm History

NY

01/05/2022 - Present

HRT Financial LP (New York NY)

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Licenses & Designations

BC

Issued 03/14/2022

Series 57TO - Securities Trader Exam

BC

Issued 01/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Fan Yang.
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